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Friday, June 23, 2017 
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List of Tied Agents

Exchange tied agent employee/representative of a Participant, certified by the BSE with respect of the provisions of Title I, Book I, to carry out his/her activity on the regulated markets and/or the alternative trading system administered by BSE, on behalf of the investment firm he/she represents.
Tied agent an investment agent who, under the full and unconditional responsibility of only one SSIF on whose behalf it acts, based on an employment, mandate or agent contract, promotes investment and/or ancillary services to clients or prospective clients, receives and transmits instructions or orders from the client in respect of investment services or financial instruments, places financial instruments and/or provides advice to clients or prospective clients in respect of those financial instruments or services.