Monitoring / Observation list

Symbol / ISIN	Company	Decision No. / Date	Start monitoring date
ENP ROENPCACNOR7	COMPANIA ENERGOPETROL S.A.	No. 191 per 03/20/2015	3/24/2015	details	The issuer has not paid the maintenance fee.
SCDM ROSCDMACNOR5	UNIREA SHOPPING CENTER SA Bucuresti	No. 257 per 6/7/2016 (ATS); No. 412 per 7.23.2018 (ATS)	6/7/2016	details	Failure to comply with periodic reporting requirements –transmition and publication of the Annual reports - 2015, 2016 and 2017
COKG ROCOKGACNOR1	COMALEX SA Alexandria	No. 412 per 7.23.2018 (ATS)	7/23/2018	details	Failure to comply with periodic reporting requirements – 2017 Annual report transmition and publication
NAXY RONAXYACNOR3	NAVEXIM SA GALATI	No. 412 per 7.23.2018 (ATS)	7/23/2018	details	Failure to comply with periodic reporting requirements – 2017 Annual report transmition and publication
RCHI ROCHIOACNOR3	COMPANIA HOTELIERA INTERCONTINENTAL ROMANIA SA BUCURESTI	No. 412 per 7.23.2018 (ATS)	7/23/2018	details	Failure to comply with periodic reporting requirements – 2017 Annual report transmition and publication